13 Research methods, statistics, critical review and evidence-based practice13.3 Experimental studies
13.3.1 Measures of treatment impact
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Written by Resident Doctor Committee · Published
Event rates
Control event rate (CER) is the number of events in the control arm divided by everyone randomised to that arm.
Experimental event rate (EER) is the events in the experimental arm divided by everyone randomised to that arm. Always use the arm's own total, never raw counts or odds.
Risk of non-response in an arm is 1 minus that arm's response proportion.
These "rates" are proportions over a fixed follow-up period, not person-time rates.
In this example trial, relapse is counted over twelve months in 100 patients per arm.
Arm | Relapsed | Remained well | Event rate |
|---|---|---|---|
Antidepressant (experimental) | a = 28 | b = 72 | EER = 28 / 100 = 0.28 |
Placebo (control) | c = 40 | d = 60 | CER = 40 / 100 = 0.40 |
When a trial gives separate 2x2 tables for a beneficial and a harmful outcome, calculate each measure from the table for the outcome it names.
In a relapse-prevention trial, count sustained remission in the continuation phase over those actually followed through continuation, not over the acute-phase remitters or the number allocated.
Absolute measures
Measure | Formula | Outcome type | Worked example |
|---|---|---|---|
Absolute risk reduction (ARR) | CER minus EER | Adverse event that treatment prevents | Relapse: 0.40 minus 0.28 = 0.12 |
Absolute benefit increase (ABI) | EER minus CER | Good outcome such as remission or response | Remaining well: 0.72 minus 0.60 = 0.12 |
Absolute risk increase (ARI) | EER minus CER | Harm such as weight gain or dissociation | Nausea: 0.20 minus 0.05 = 0.15 |
Absolute measures are differences in percentage points, and ARR is zero whenever the two rates are equal.
ABI can be read off a Kaplan-Meier curve as the difference between the proportions event-free in the two arms.
Relative risk and relative risk reduction
Relative risk (RR), or risk ratio, is the risk in the experimental or exposed group divided by the risk in the control or comparison group, each over its own total: 0.28 / 0.40 = 0.70.
An RR above 1 means increased risk, 1 means no difference, and below 1 means reduced risk.
RR is a ratio of non-negative risks, so it cannot be negative; attributable risk is a difference and can be zero or negative.
RR needs the risk in each group, so cohort studies, randomised trials and cross-sectional studies can give it, but case-control studies cannot.
Relative risk reduction (RRR) is ARR divided by CER, which equals 1 minus RR: 0.12 / 0.40 = 0.30. It is the share of the control group's risk that treatment removes.
Relative benefit increase (RBI) is the same idea for a good outcome, ABI divided by CER: 0.12 / 0.60 = 0.20.
RRR, or RBI for a good outcome, is the summary of a dichotomous treatment effect that efficacy randomised trials report most often.
The same 12-point difference gives an RRR of 30% for relapse but an RBI of 20% for remaining well, because the denominators differ, so always name the event.
Odds ratio
Odds are events divided by non-events, not by the group total: experimental odds are 28 / 72 = 0.39.
Odds ratio (OR) compares the odds in one group with the odds in another: (a x d) / (b x c) = (28 x 60) / (72 x 40) = 0.58.
An OR below 1 is protective and above 1 means increased risk.
The OR approximates the RR when the outcome is rare and moves further from 1 than the RR as the outcome becomes common (0.58 against 0.70 here). An event rate of 10% is only a rough guide to "rare".
Logistic regression estimates ORs, including in cohort and trial data.
In a table of risk factors, the size of the OR shows the strength of association: the largest OR whose interval excludes 1 marks the strongest predictor.
Values that mean no difference
Type of measure | Examples | No-difference value |
|---|---|---|
Ratio | OR, RR, hazard ratio | 1 |
Difference | ARR, ABI, ARI, attributable risk | 0 |
Number needed | NNT | Infinity |
Number needed to treat and number needed to harm
Number needed to treat (NNT) is 1 divided by ARR, or by ABI. Calculate it from the absolute difference in event rates, never from a relative measure or one arm's rate.
Round NNT up to the next whole patient, not to the nearest whole number: 1 / 0.12 = 8.33 gives 9.
Number needed to harm (NNH) is 1 divided by ARI for an adverse outcome, the number treated for one extra patient to be harmed: 1 / 0.15 = 6.67, rounded up to 7.
To back-solve the treated arm, add 1 / NNH to the CER to get its event rate.
NNT for an individual patient is 1 / (baseline risk x RRR), so it falls as baseline risk and RRR rise.
NNT is the best measure for explaining benefit to a patient, as the number of people treated for one to benefit; a smaller NNT is more favourable.
An NNT belongs to its time horizon: NNTs over one and five years are not directly comparable, and an NNT of 9 over twelve months cannot be weighed against an NNH of 7 over four weeks.
Confidence intervals
A confidence interval is a range around the estimate at a stated confidence level. It shows precision and is narrow when the sample is large or variation small.
ARR, RRR, NNT or NNH, and the confidence interval each answer a different question about the same data.
The 95% confidence interval of the NNT is the reciprocal of each limit of the ARR interval, with the limits swapping places: ARR 0.12 (0.03 to 0.21) gives NNT 9 (5 to 34).
When the ARR interval crosses zero, say minus 0.05 to 0.29, the NNT interval runs from NNT 4 through infinity to NNH 20. It includes no effect and does not establish equivalence.
Absolute against relative measures
Absolute measures (ARR, NNT) change with the baseline event rate, whereas ratio measures (RR, RRR, OR, hazard ratio) are more stable across populations.
Relative measures are usually much larger than the absolute difference, especially when events are uncommon, so they can make a small benefit look large.
With RR held at 0.70:
Baseline risk | CER | OR | ARR | NNT |
|---|---|---|---|---|
Low | 0.05 | 0.69 | 0.015 | 67 |
Moderate | 0.40 | 0.58 | 0.12 | 9 |
High | 0.50 | 0.54 | 0.15 | 7 |
Attributable and population measures
Measure | Formula | Meaning |
|---|---|---|
Attributable risk (risk difference) | Incidence in exposed minus incidence in unexposed | Absolute excess risk from exposure |
Attributable risk percentage (attributable risk proportion in the exposed) | Attributable risk / incidence in exposed = 1 minus 1/RR | Share of the exposed group's risk due to exposure |
Population attributable risk | Attributable risk x proportion of population exposed | Excess incidence across the whole population |
Population attributable fraction | Population attributable risk / overall incidence | Share of all cases that would not occur without the exposure |
Expected incidence | (Exposed incidence x prevalence) + (unexposed incidence x (1 minus prevalence)) | Average of the two incidences weighted by exposure |
RR is the ratio of the same two incidences that attributable risk subtracts.
Among modifiable risk factors for dementia, hearing loss has the largest weighted population attributable fraction, and the combined weighted fraction is about 40%.
Continuous outcomes
Situation | Measure | Units |
|---|---|---|
One shared scale | Weighted mean difference | The scale's own units |
Different scales | Standardised mean difference | Standard deviation units |
Analysis of covariance (ANCOVA) | Adjusted mean difference | The scale's own units |
The ANCOVA mean difference differs from both the raw difference in follow-up means and the difference in change scores.
Conventional benchmarks for Cohen's d or Hedges' g are about 0.2 small, 0.5 moderate and 0.8 large.
Time-to-event outcomes
The hazard ratio (HR) is the effect size of Cox proportional hazards analysis, which uses event timing and censored follow-up. OR and RR suit binary outcomes at one time point.
An HR of 0.63 in a self-controlled analysis means a 37% lower hazard in treated periods than in the same people's untreated periods.
Results stratified by individual drug within a class can differ in direction across outcomes, so read them agent by agent and outcome by outcome. In one such analysis clozapine had an HR below 1 for all three causes of death.
Cost-effectiveness
The incremental cost-effectiveness ratio (ICER) is the difference in cost divided by the difference in effect. Against no intervention, it is the total programme cost divided by the events prevented.